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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-10-17 |
| OH | RA | APPROVED | 2024-06-14 |
Branch Locations
West Chester, OH • United States
212 East 3Rd St #100, Cincinnati, OH 45202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Cincinnati | OH | 01/2009 | 06/2024 |
| Securities America Advisors, Inc. | Lavista | NE | 01/2009 | 06/2024 |
| Osaic Wealth, Inc. | Cincinnati | OH | 06/2024 | Present |
***SECURITIES AMERICA ADVISORS INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 01/2009 - LOCATED AT 212 East 3rd St. STE 100, Cincinnati, OH 45202 ***NEIL BOURGEOIS POSITION: Insurance Agent NATURE: INSURANCE AND FIXED ANNUITY SALES - AGENT - INVESTMENT RELATED - START DATE: 08/1989 - LOCATED AT212 East Third St. Suite 100 CINCINNATI, OH 45202 - 3% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/01/1989 ADDRESS: 212 East 3rd St, Ste 100, Cincinnati OH 45202, United States DESCRIPTION: I act as an Agent for Insurance and Fixed Annuity Sales ***QUEEN CITY CAPITAL MANAGEMENT LLC/REGISTERED INVESTMENT ADVISOR POSITION: 5% owner and solicitor NATURE: QUEEN CITY CAPITAL MANAGEMENT LLC/REGISTERED INVESTMENT ADVISOR--5% OWNER - 5% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/01/2011 ADDRESS: 212 East Third St Suite 100, Cincinnati OH 45202, United States DESCRIPTION: 5% owner and a solicitor
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-07-15 |
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