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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-02-11
  • CA RA
    APPROVED
    Since 2020-02-11

Branch Locations

3435 Wilshire Blvd Suite 2900, Los Angeles, CA 90010 • United States

Whittier, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Orange CA 12/2013 01/2020
Pruco Secuities, Llc Orange CA 12/2013 01/2020
Mass Mutual Life Insurance Company Los Angeles CA 01/2020 Present
Mml Investors Services, Llc Los Angeles CA 02/2020 Present
  • 12/2013 → 01/2020
    Prudential Insurance Company Of America
    Orange, CA
  • 12/2013 → 01/2020
    Pruco Secuities, Llc
    Orange, CA
  • 01/2020 → Present
    Mass Mutual Life Insurance Company
    Los Angeles, CA
  • 02/2020 → Present
    Los Angeles, CA
Previous Registrations
Other Businesses

Name: Chang Chun Inv rel: Y Add: 3435 Wilshire Blvd Suite 2900 LA, CA 90010 Nature: Health and Group Health Insurance Position: Agent Start date: 07/01/2000 No. HR/MO: 1 No. HR/MO during sec trading: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-20
S63 Uniform Securities Agent State Law Examination 1988-01-20
  • S65 Uniform Investment Adviser Law Examination
    1996-12-20
  • S63 Uniform Securities Agent State Law Examination
    1988-01-20
Designations
Other Names
  • Chun B Chun
  • Changb Chun
  • Changbaek Chun
  • Chanb Chun
  • Chang Chun

View on SEC IAPD

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