Best Investors Account Sign in
Inactive

David Calvin Smith

Impassioned Wealth Management Ltd

Napoleon, OH

Claim This Profile
Current Employers
Impassioned Wealth Management Ltd

Napoleon, OH • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-23
OH RA APPROVED 2010-11-23
  • CA RA
    APPROVED
    Since 2024-07-23
  • OH RA
    APPROVED
    Since 2010-11-23

Branch Locations

Napoleon, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Impassioned Wealth Management Ltd (Formerly Smith Inv. Mgmt.) Napoleon OH 03/2006 Present
Rooted Advisors Defiance OH 11/2019 08/2021
  • 03/2006 → Present
    Impassioned Wealth Management Ltd (Formerly Smith Inv. Mgmt.)
    Napoleon, OH
  • 11/2019 → 08/2021
    Rooted Advisors
    Defiance, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-02
S63 Uniform Securities Agent State Law Examination 1989-07-27
  • S65 Uniform Investment Adviser Law Examination
    2006-11-02
  • S63 Uniform Securities Agent State Law Examination
    1989-07-27
Other Names
  • D C Smith

View on SEC IAPD

More in Napoleon, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor