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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-08-25 |
| OH | RA | APPROVED | 2009-01-26 |
Branch Locations
3601 Rigby Road Suite 500, Miamisburg, OH 45342 • United States
Cincinnati, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Centerville | OH | 01/2009 | Present |
1)SHERPA MARKETING AND RESEARCH / 3582 OUTLOOK AVE CINCINNATI,OHIO 45208 / SOLE PROPRIETORSHIP/ OLD TRUCK FOR LOCAL ADVERTISING / SIGNS AND BANNERS ON A TRUCK PARKED ON BUSY STREETS / SOLE PROPRIETORSHIP /ASK PEOPLE TO PUT A SIGN ON THE TRUCK. / START DATE 3/30/2012. 2)ASSET MANAGEMENT AND INFORMATION / 1550 HAVEN HILL DAYTON,OH 45459 / PARTNERSHIP/ REAL ESTATE / COMMERCIAL BUILDING DAYTON / OFFICER / SEND A CHECK FOR PROPERTY TAX. / START DATE 10/19/2009 3) The Childrens Home of Cincinnati Ohio / 5050 Madison rd Cincinnati, Ohio 45208 / United States / No / Charity / Serving Children and Families / Member of Board of directors / This will be a sub Board of the Children's Home for the endowment. I would be there for education of investments. I will not manage / www.thechildrenshomecinti.org / No / Start Date 12/2/2019
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-21 |
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