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James Harry Johns

Vios Asset Management LLC

San Francisco, CA

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Current Employers
Vios Asset Management Llc

447 Sutter Street Ste 708, San Francisco, CA 94108 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2002-07-18
  • CA RA
    APPROVED
    Since 2002-07-18

Branch Locations

447 Sutter Street Suite 708, San Francisco, CA 94108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vios Asset Management Llc San Francisco CA 04/2002 Present
Previous Registrations
  • 2007-07-30 → 2009-01-07
    Western International Securities, Inc.
    Pasadena, CA
    San Francisco, CA
  • 2002-04-10 → 2002-04-12
    Banc Of America Securities Llc
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-09
S63 Uniform Securities Agent State Law Examination 1992-03-10
  • S66 Uniform Combined State Law Examination
    2002-04-09
  • S63 Uniform Securities Agent State Law Examination
    1992-03-10

View on SEC IAPD

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FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
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