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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-04-23 |
Branch Locations
68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States
1211 High Ridge Rd, Stamford, CT 06905 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Shelton | CT | 09/2016 | 05/2019 |
| Unemployed | Westport | CT | 08/2016 | 09/2016 |
| The Prudential Insurance Company Of America | Shelton | CT | 10/2016 | 05/2019 |
| Wells Fargo Clearing Services, Llc | Darien | CT | 04/2021 | Present |
| Wells Fargo Bank, Na | Darien | CT | 04/2021 | Present |
| Seersite Llc | Greenwich | CT | 05/2019 | 12/2020 |
| Unemployed | Westport | CT | 01/2021 | 04/2021 |
ESTATE OF FATHER, INVT RELATED, QUEENS COUNTY, NY, EXECUTOR, START DATE 4/1/2025, 1 HR PER MONTH AND 0 HRS DURING TRADING. |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-14 |
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