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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-01-05
IL RA APPROVED 2021-04-05
TX RA APPROVED 2021-04-05
  • NC RA
    APPROVED
    Since 2026-01-05
  • IL RA
    APPROVED
    Since 2021-04-05
  • TX RA
    APPROVED
    Since 2021-04-05

Branch Locations

Charlotte, NC • United States

21925 W. Field Parkway, Suite 206, Deer Park, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Deer Park IL 03/2014 04/2021
Raymond James & Associates, Inc. Deer Park IL 04/2021 Present
Previous Registrations
Other Businesses

(1)Name of Business: HAQ Partners LLC Address: 20641 Weatherstone Road, Kildeer, IL, 60047, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 12/28/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My son Ryan Hack is my partner - we are going to sell a novelty Pickleball

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-27
S63 Uniform Securities Agent State Law Examination 2001-07-24
  • S66 Uniform Combined State Law Examination
    2011-04-27
  • S63 Uniform Securities Agent State Law Examination
    2001-07-24
Other Names
  • James Ernest Hack
  • James Hack

View on SEC IAPD

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