Gary Alberto Pereira

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-06-14

CA RA
APPROVED

Since 2024-06-14

Branch Locations

San Jose, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Securities America, Inc.	San Jose	CA	01/2009	06/2024
Securities America Advisors, Inc.	San Jose	CA	01/2009	06/2024
Gary Pereira	Omaha	NE	03/2006	12/2016
Osaic Wealth, Inc.	San Jose	CA	06/2024	Present
Osaic Wealth, Inc.	San Jose	CA	06/2024	Present

01/2009 → 06/2024

Securities America, Inc.

San Jose, CA
01/2009 → 06/2024

Securities America Advisors, Inc.

San Jose, CA
03/2006 → 12/2016

Gary Pereira

Omaha, NE
06/2024 → Present

Osaic Wealth, Inc.

San Jose, CA
06/2024 → Present

Osaic Wealth, Inc.

San Jose, CA

Previous Registrations

2009-01-23 → 2024-06-14

Securities America Advisors, Inc.

San Jose, CA

San Jose, CA

San Jose, CA
2006-07-21 → 2009-01-23

Brecek & Young Advisors, Inc.

Folsom, CA

Folsom, CA

Folsom, CA

San Jose, CA
2002-03-22 → 2006-07-24

Banc Of America Investment Services, Inc.

Morgan Hill, CA

Morgan Hill, CA

Other Businesses

1. GAP FINANCIAL POSITION: Real Estate Sales NATURE: Fireside Realty- SALES AGENT, REAL ESTATE SALES - 5% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2006 ADDRESS: 2111 Lincoln Ave, San Jose CA 95125 DESCRIPTION: Residential Real Estate Sales 2. PEREIRA FINANCIAL POSITION: Agent NATURE: PEREIRA FINANCIAL - INSURANCE SALES - AGENT - START DATE: 04/1984 - LOCATED AT 2349 Cottle Ave, San Jose, CA 95125 - 5% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 04/01/1984 ADDRESS: 624 Calpella Dr, San Jose CA 95136 DESCRIPTION: Sales of term life, whole life or long-term care insurance. 3. GARY PEREIRA POSITION: Umpire NATURE: sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 12/09/2024 ADDRESS: 2349 Cottle Ave, San Jose CA 95125, United States DESCRIPTION: Propose to umpire youth baseball games on Saturdays and/ or Sundays 4. THE PERFECT WORKOUT POSITION: trainer NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 04/11/2025 ADDRESS: 2937 Union Ave, San Jose CA 95124, United States DESCRIPTION: Personal trainer that administers pre designed strength training workouts to customers of the establishment.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-02-19
S63	Uniform Securities Agent State Law Examination	1994-01-07

S65 Uniform Investment Adviser Law Examination

2002-02-19
S63 Uniform Securities Agent State Law Examination

1994-01-07

View on SEC IAPD