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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-12 |
| MO | RA | APPROVED | 2024-05-17 |
| TX | RA | APPROVED_RES | 2024-05-17 |
Branch Locations
14794 West Lake Road, Pulteney, NY 14874 • United States
9900 Clayton Road, St Louis, MO 63124 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | St. Louis | MO | 01/1995 | 05/2024 |
| Raymond James & Associates Inc. | Saint Louis | MO | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-02 |
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