Richard Thomas Rivera

Current Employers

Employment History

• 06/2008 → 04/2026
  Calton & Associates, Inc
  Dallas, TX
• 01/1991 → Present
  Dick Rivera & Associates
  Dallas, TX
• 12/2025 → Present
  United Capital Financial Advisors, Llc
  Irving, TX
• 12/2007 → Present
  Cell Gen Therapeutics, Llc
  Pensacola, FL

Previous Registrations

• 2016-03-22 → 2026-03-30
  Dick Rivera & Associates
  Pensacola Beach, FL
• 1991-11-15 → 2005-01-06
  Momentum Independent Network Inc.
  Dallas, TX

Other Businesses

1) Name of Business: Cell Gen Therapeutics, LLC. Non-Investment related. Address: 5 Portofino Suite 1803 Pensacola Beach, FL 32561. Nature of Business: Therapeutic laser sales. Position/Title/Relationship: Member/Manager. Start Date: 12/21/2007. Hours per month: 5. Hours per month during Securities trading hours: 5. Duties/Responsibilities: Manage business/Therapeutic sales. 2) Name of Business: Richard Rivera Sole Proprietor. Non-Investment related. Address: 5 Portofino Drive Suite 2007 Gulf Breeze, FL 32561. Nature of Business: Office Rental. Position/Title/Relationship: Owner. Start Date: 12/01/2022. Hours per month: 1. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Rent office space. 3) Name of Business: Dick Rivera & Associates, DBA Investment Advisor Representative. Investment related. Address: 5 Portofino Suite 1803 Pensacola Beach, FL 32561. Nature of Business: Investment Advisor. Position/Title/Relationship: Owner. Start Date: 01/01/1991. Hours per month: 120. Hours per month during Securities trading hours: 120. Duties/Responsibilities: President/Investment Advisor Representative.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-02
• S63 Uniform Securities Agent State Law Examination
  1985-09-20

Designations

Other Names

• Dick Rivera