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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2007-01-23 |
| TX | RA | APPROVED | 2006-06-30 |
| FL | RA | APPROVED | 1985-08-28 |
Branch Locations
3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pensacola | FL | 07/1981 | Present |
I*136923 For profit or not for profit: For-Profit Organization Name of outside business organization: Ann Hart Partners, LLC Investment related: N Address of business: Orlando, Florida 32803 Nature of business: LLC, Compensation for Activity: Y Position, title, association: Family Held, Start date of relationship: 44295 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I will be responsible for general cash management and control of the family LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-01 |
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