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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-12 |
| TX | RA | APPROVED_RES | 2020-03-19 |
| MI | RA | APPROVED | 2010-09-28 |
Branch Locations
35055 West Twelve Mile Road Suite 101, Farmington Hills, MI 48331 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Waterford | MI | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
| Morgan Stanley Smith Barney Llc | Naples | FL | 03/2023 | Present |
1.*472901- Irish Angels; Investment related -No; Chicago, Illinois; Investment/Finance/Banking; Advisory Board, Investment Committee(proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 0; After business hours: 3; Investment Decisions/Advice
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-24 |
| S65 | Uniform Investment Adviser Law Examination | 1996-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-26 |
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