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Robert Lloyd Shohet

Rls Financial Group, Inc.

Newtown, CT

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Current Employers
Rls Financial Group, Inc.

Newtown, CT • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 1998-11-02
  • CT RA
    APPROVED
    Since 1998-11-02

Branch Locations

Newtown, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rls Pension Consulting Selden NY 06/1983 Present
J.G.B. Consulting, Corp Tarrytown NY 05/1991 Present
The Guardian Life Insurance Co New York NY 09/1991 Present
Pmg Securities Corporation New York NY 02/1995 Present
Rls Financial Group, Inc. Newtown CT 09/1998 Present
Great American Advisors, Inc. Cincinnati OH 02/2005 Present
  • 06/1983 → Present
    Rls Pension Consulting
    Selden, NY
  • 05/1991 → Present
    J.G.B. Consulting, Corp
    Tarrytown, NY
  • 09/1991 → Present
    The Guardian Life Insurance Co
    New York, NY
  • 02/1995 → Present
    Pmg Securities Corporation
    New York, NY
  • 09/1998 → Present
    Rls Financial Group, Inc.
    Newtown, CT
  • 02/2005 → Present
    Great American Advisors, Inc.
    Cincinnati, OH
Other Businesses

Insurance Agent; Consulting as a sole-proprietor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-17
S63 Uniform Securities Agent State Law Examination 1985-10-16
  • S65 Uniform Investment Adviser Law Examination
    1998-10-17
  • S63 Uniform Securities Agent State Law Examination
    1985-10-16
Designations
Other Names
  • Bob Shohet
  • Robert L Shohet

View on SEC IAPD

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