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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2006-10-24 |
Branch Locations
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
155 Lake Ave. Suite 780, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Boston | MA | 07/1985 | 11/2018 |
| Signature Estate & Investment Advisors, Llc | Los Angeles | CA | 03/2004 | Present |
| Royal Alliance Associates, Inc. | Pasadena | CA | 11/2018 | Present |
| Ses Inc. | Pasadena | CA | 08/2023 | Present |
1. SEIA, LLC POSITION: Senior Partner NATURE: Registered Investment Advisor LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 80 START DATE: 06/30/2004 ADDRESS: 155 N. Lake Ave., Suite 780, Pasadena CA 91101, United States DESCRIPTION: Senior Partner and RIA Advisor 2. ROSE BOWL LEGACY FOUNDATION POSITION: Board Memeber NATURE: 501c Charity INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2016 ADDRESS: 1 Rose Bowl Dr, Pasadena CA 91103, United States DESCRIPTION: Assist with fundraising activities 3. INSURANCE BROKER - LIFE AND ANNUITIES POSITION: Broker NATURE: Insurance Agency, sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2003 ADDRESS: 155 N. Lake Ave, 780, Pasadena CA 91101, United States DESCRIPTION: Insurance brokerage sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-01-12 |
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