Richard Michael Treta

Current Employers

Employment History

• 12/2006 → 07/2018
  Treta Financial Group
  Irving, TX
• 03/2007 → 07/2018
  Lincoln Financial Advisors
  Fort Worth, TX
• 07/2018 → Present
  Planmember Securities Corporation
  Carpinteria, CA
• 07/2018 → Present
  Penwell Treta Wealth Management
  Fort Worth, TX
• 07/2018 → Present
  Richard Treta (Self Employed)
  Fort Worth, TX

Previous Registrations

• 2007-03-19 → 2018-07-27
  Osaic Fa, Inc.
  Fort Worth, TX
  Addison, TX
• 2006-08-17 → 2007-03-27
  Level Four Advisory Services
  Irving, TX
• 1997-09-12 → 2006-07-21
  Pruco Securities, Llc.
  Irving, TX
  Amarillo, TX
  Longview, TX
  Plainview, TX
  Dallas, TX
  Plano, TX
  Dallas, TX
  North Richland Hills, TX
  Amarillo, TX
  Burleson, TX
  Tyler, TX
  Lewisville, TX
  Ft Worth, TX
  Plano, TX
  Ft Worth, TX
  Dallas, TX
  Arlington, TX
  Wichita Falls, TX
  Texarkana, TX
  Granbury, TX
  Lubbock, TX
  Midland, TX
  Big Spring, TX
  North Richland Hills, TX
  Plano, TX
  Plano, TX

Other Businesses

1) Penwell Treta Wealth Management-4200 S. Hulen St, #533, Fort Worth, TX 76109; Investment related; Securities and insurance sales & svcs; Managing Partner; Start date 7/18; 120 hrs/mnth; 100 hrs/mnth. 2) Richard Treta(self employed)-4200 S. Hulen St, #533, Fort Worth, TX 76109; Investment related; Insurance sales and svcs; Insurance agent; start date 7/18; 20 hrs/mnth & during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-20
• S63 Uniform Securities Agent State Law Examination
  1986-01-22

Designations

Other Names

• Rich Treta