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Current Employers
Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2001-10-27
  • IL RA
    APPROVED
    Since 2001-10-27

Branch Locations

10501 North 2Nd Street, Machesney Park, IL 61115 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Pension Specialists Ltd. Rockford IL 04/1988 Present
Harbour Investments, Inc. Madison WI 06/1998 Present
Fiduciary Advisor Systems Llc Machesney Park IL 03/2008 12/2024
Tps Building Llc Machesney Park IL 03/2008 Present
Exult Securities Machesney Park IL 06/2015 Present
Exult Wealth Llc Machesney Park IA 06/2015 Present
  • 04/1988 → Present
    The Pension Specialists Ltd.
    Rockford, IL
  • 06/1998 → Present
    Madison, WI
  • 03/2008 → 12/2024
    Fiduciary Advisor Systems Llc
    Machesney Park, IL
  • 03/2008 → Present
    Tps Building Llc
    Machesney Park, IL
  • 06/2015 → Present
    Exult Securities
    Machesney Park, IL
  • 06/2015 → Present
    Exult Wealth Llc
    Machesney Park, IA
Previous Registrations
  • 2008-05-21 → 2025-12-08
    Exult
    Machesney Park, IL
Other Businesses

1) Exult Wealth, LLC – DBA 2) Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3) Pension Specialists | 10501 N 2nd Street, Machesney Park, IL 61115 | Owner | Description: Third party administration for group retirement plans | Beginning 10/1987 | 100 hours per month, 100 during trading hours | Paid position | Not investment related 4) TPS Building, LLC | 10501 N 2nd Street, Machesney Park, IL 61115 | President /Manager | Description: Property owner and management| Beginning 7/2010 | 2 hours per month, 2 during business hours | Unpaid | Not investment related 5) One Place Condo | 1 East 8th Street, Unit 901, Chicago. IL 60605 | Owner / Landlord | Description: Manage rental property I own | Beginning 11/2024 | 1 hour per month, 0 during trading hours | Paid position | Not investment related 6) The Golf Club at Timber Point | 5750 Woodstock Road, Poplar Grove, IL 61065 | Shareowner | Description: I own 1.4% of the golf course | Beginning 6/2007 | 0 hours per month, 0 during trading hours | Unpaid | Not investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1991-11-12
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1991-11-12
Designations

View on SEC IAPD

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