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575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2001-10-27 |
Branch Locations
10501 North 2Nd Street, Machesney Park, IL 61115 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Pension Specialists Ltd. | Rockford | IL | 04/1988 | Present |
| Harbour Investments, Inc. | Madison | WI | 06/1998 | Present |
| Fiduciary Advisor Systems Llc | Machesney Park | IL | 03/2008 | 12/2024 |
| Tps Building Llc | Machesney Park | IL | 03/2008 | Present |
| Exult Securities | Machesney Park | IL | 06/2015 | Present |
| Exult Wealth Llc | Machesney Park | IA | 06/2015 | Present |
1) Exult Wealth, LLC – DBA 2) Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3) Pension Specialists | 10501 N 2nd Street, Machesney Park, IL 61115 | Owner | Description: Third party administration for group retirement plans | Beginning 10/1987 | 100 hours per month, 100 during trading hours | Paid position | Not investment related 4) TPS Building, LLC | 10501 N 2nd Street, Machesney Park, IL 61115 | President /Manager | Description: Property owner and management| Beginning 7/2010 | 2 hours per month, 2 during business hours | Unpaid | Not investment related 5) One Place Condo | 1 East 8th Street, Unit 901, Chicago. IL 60605 | Owner / Landlord | Description: Manage rental property I own | Beginning 11/2024 | 1 hour per month, 0 during trading hours | Paid position | Not investment related 6) The Golf Club at Timber Point | 5750 Woodstock Road, Poplar Grove, IL 61065 | Shareowner | Description: I own 1.4% of the golf course | Beginning 6/2007 | 0 hours per month, 0 during trading hours | Unpaid | Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-12 |
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