Randall Lee Miller

Current Employers

Financial Planning Center

Sheboygan, WI • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2013-07-25

WI RA
APPROVED

Since 2013-07-25

Branch Locations

Sheboygan, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Previous Registrations

1997-08-28 → 2013-07-24

Packerland Brokerage Services, Inc.

Mukwonago, WI

Mukwonago, WI
2008-04-02 → 2010-11-09

Cfo Solutions Llc

Mukwonago, WI
2004-09-23 → 2006-09-06

Greenbook Investment Management, Inc.

Mukwonago, WI
2003-01-14 → 2004-12-31

Xelan Financial Planning, Inc.

Mukwonago, WI
2002-01-02 → 2003-01-16

Xelan Investment Services, Inc.

Mukwonago, WI

Other Businesses

WAUKESHA MEMORIAL HOSPITAL, WAUKESHA WI. RESPIRATORY THERAPY ASSISTANT, PART-TIME (HOURS VARIES), START DATE 6/2008, END DATE 5/2010 NON-INVEST. RELATED. ST FRANCIS HOSPITAL, MILWAUKEE,WI RESPIRATORY THERAPIST PART-TIME START 05/2010, END 05/2013 NON-INVEST RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-06-20
S63	Uniform Securities Agent State Law Examination	1985-10-01

S66 Uniform Combined State Law Examination

2013-06-20
S63 Uniform Securities Agent State Law Examination

1985-10-01

Other Names

Randall Leed Miller
Randy Miller

View on SEC IAPD