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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-11-29
ME RA APPROVED 2009-10-09
  • FL RA
    APPROVED
    Since 2021-11-29
  • ME RA
    APPROVED
    Since 2009-10-09

Branch Locations

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Portland ME 10/2009 Present
Raymond James Financial Services Advisors, Inc Portland ME 10/2009 Present
Financial Benefit Services Portland ME 10/2009 02/2019
Previous Registrations
  • 2010-01-01 → 2019-02-08
    Financial Benefit Services Corporation
    Portland, ME
  • 2002-08-19 → 2009-10-14
    Portland, ME
    Portland, ME
Other Businesses

(1)Name of Business: Financial Benefit Services Corp. Address: 2273 Congress St, Portland, ME, 04102, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 02/08/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Fixed product Agent (2)Name of Business: Pine Apple Cay Address: 305 74th , Holmes Beach FL, FL, 34217, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/03/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Home owner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-25
S63 Uniform Securities Agent State Law Examination 1992-06-10
  • S65 Uniform Investment Adviser Law Examination
    1995-01-25
  • S63 Uniform Securities Agent State Law Examination
    1992-06-10
Other Names
  • None
  • David E Biodeau

View on SEC IAPD

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