Randall Kinsel Chapman

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-06-04

MI RA
APPROVED

Since 2010-06-04

Branch Locations

Traverse City, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Traverse City	MI	09/2009	Present

09/2009 → Present

Lpl Financial Llc

Traverse City, MI

Other Businesses

1. 06/04/2010 - James P. Chapman, Inc. - INV REL - Tax Prep/Accounting/CPA - 45% TIME SPENT - Accounting 2. 01/06/2014 - Kinsel, LLC - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - 2% TIME SPENT 3. 01/29/2014 - James P Chapman Inc - INV REL - Non-Variable Insurance - Receiving renewals and selling fixed insurance products. - 2% TIME SPENT

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-08-13

S63 Uniform Securities Agent State Law Examination

1985-08-13

Other Names

Randy Chapman

View on SEC IAPD