Samuel C. Gross

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2018-01-22
TX	RA	APPROVED_RES	2015-05-26
IL	RA	APPROVED	2015-01-16

TN RA
APPROVED

Since 2018-01-22
TX RA
APPROVED_RES

Since 2015-05-26
IL RA
APPROVED

Since 2015-01-16

Branch Locations

120 S Riverside Plaza Suite 700, Chicago, IL 60606 • United States

Nashville, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Franklin	TN	01/2015	Present

01/2015 → Present

Raymond James & Associates, Inc.

Franklin, TN

Previous Registrations

2004-05-19 → 2015-01-28

William Blair

Chicago, IL

Chicago, IL

Chicago, IL
2001-01-16 → 2004-05-20

Deutsche Bank Securities Inc.

Chicago, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-10-09
S63	Uniform Securities Agent State Law Examination	1985-08-15

S65 Uniform Investment Adviser Law Examination

1996-10-09
S63 Uniform Securities Agent State Law Examination

1985-08-15

Other Names

Samuel S Gross
Samuel Cory Gross
Samuel C Gross

View on SEC IAPD