Thomas Matthew Cordes

Current Employers

&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2024-08-22
KS	RA	APPROVED	2024-08-22
MO	RA	APPROVED	2024-08-22
TX	RA	APPROVED	2024-08-22

IN RA
APPROVED

Since 2024-08-22
KS RA
APPROVED

Since 2024-08-22
MO RA
APPROVED

Since 2024-08-22
TX RA
APPROVED

Since 2024-08-22

Branch Locations

Saint Louis, MO • United States

16052 Swingley Ridge Rd., Suite 310, Chesterfield, MO 63017 • United States

7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Chesterfield	MO	12/2013	08/2024
&Partners, Llc	Nashville	TN	08/2024	Present

12/2013 → 08/2024

Ubs Financial Services Inc.

Chesterfield, MO
08/2024 → Present

&Partners, Llc

Nashville, TN

Previous Registrations

2013-12-13 → 2024-09-03

Ubs Financial Services Inc.

Chesterfield, MO

Chesterfield, MO

Culver, IN
2004-07-09 → 2013-12-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chesterfield, MO

Ladue, MO

Frontenac, MO
2003-04-25 → 2004-07-13

Stifel, Nicolaus & Company, Incorporated

Chesterfield, MO

Other Businesses

TBHMC PROPERTIES LLC / 242 FICK FARM ROAD CHESTERFIELD,MO 63005 / OTHER/ REAL ESTATE / RENTAL PROPERTY BUSINESS / OWNER OF LLC / PROPERTY MANAGER / START DATE 02/04/2008

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-09-14
S63	Uniform Securities Agent State Law Examination	1999-08-09

S65 Uniform Investment Adviser Law Examination

1999-09-14
S63 Uniform Securities Agent State Law Examination

1999-08-09

Designations

Other Names

Thomas M Cordes

View on SEC IAPD