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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-20
  • FL RA
    APPROVED
    Since 2024-09-20

Branch Locations

7970 Cooper Creek Blvd, Bradenton, FL 34201 • United States

Bradenton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2024 Present
Marcum Llp Philadelphia PA 09/2016 10/2017
Kreischer Miller Horsham PA 10/2017 12/2021
Hard Rock Digital Hollywood FL 03/2022 04/2023
Citrin Cooperman And Company Llp Philadelphia FL 05/2023 09/2024
  • 08/2024 → Present
    Fairfield, IA
  • 09/2016 → 10/2017
    Marcum Llp
    Philadelphia, PA
  • 10/2017 → 12/2021
    Kreischer Miller
    Horsham, PA
  • 03/2022 → 04/2023
    Hard Rock Digital
    Hollywood, FL
  • 05/2023 → 09/2024
    Citrin Cooperman And Company Llp
    Philadelphia, FL
Other Businesses

1. Smart Pro Financial, 7970 Cooper Creek Blvd, Bradenton FL 34201, United States, 11/01/2024, IAR, DBA Name, INV REL, 40 HR/MO - 40 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-18
  • S65 Uniform Investment Adviser Law Examination
    2024-09-18
Other Names
  • Donald Paxton
  • Donald J Paxton

View on SEC IAPD

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