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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-07
FL RA APPROVED 2026-01-05
  • TX RA
    APPROVED
    Since 2026-01-07
  • FL RA
    APPROVED
    Since 2026-01-05

Branch Locations

1819 Main St, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Elevate Financial Planning Saint Petersburg FL 08/2024 09/2024
Pilmoth Investment Advisors Swansea MA 05/2022 07/2022
Bay Coast Bank Swansea MA 05/2023 07/2023
Walmart Coventry RI 05/2021 08/2021
Depetrillo's Pizza And Bakery Smithfield RI 06/2018 08/2018
Doordash Johnston RI 06/2020 01/2024
Stonehill College North Easton MA 08/2020 05/2024
Bishop Hendricken High School Warwick RI 08/2016 05/2020
Pathstone Winter Park FL 09/2024 06/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sarasota FL 06/2025 Present
Pilmoth Investment Advisors Swansea MA 06/2023 07/2023
Bank Of America, N.A. Sarasota FL 07/2025 Present
  • 08/2024 → 09/2024
    Florida Financial Advisors Dba Elevate Financial Planning
    Saint Petersburg, FL
  • 05/2022 → 07/2022
    Pilmoth Investment Advisors
    Swansea, MA
  • 05/2023 → 07/2023
    Bay Coast Bank
    Swansea, MA
  • 05/2021 → 08/2021
    Walmart
    Coventry, RI
  • 06/2018 → 08/2018
    Depetrillo's Pizza And Bakery
    Smithfield, RI
  • 06/2020 → 01/2024
    Doordash
    Johnston, RI
  • 08/2020 → 05/2024
    Stonehill College
    North Easton, MA
  • 08/2016 → 05/2020
    Bishop Hendricken High School
    Warwick, RI
  • 09/2024 → 06/2025
    Winter Park, FL
  • 06/2025 → Present
    Sarasota, FL
  • 06/2023 → 07/2023
    Pilmoth Investment Advisors
    Swansea, MA
  • 07/2025 → Present
    Bank Of America, N.A.
    Sarasota, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-29
S65 Uniform Investment Adviser Law Examination 2024-07-15
  • S66 Uniform Combined State Law Examination
    2025-08-29
  • S65 Uniform Investment Adviser Law Examination
    2024-07-15
Other Names
  • Nic Comella

View on SEC IAPD

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