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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-04 |
| ME | RA | APPROVED | 2025-09-23 |
Branch Locations
660 Fifth Avenue Floor 25 & 26, New York, NY 10103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hackley School | Tarrytown | NY | 08/2014 | 06/2019 |
| New York Soccer Club | Purchase | NY | 06/2018 | 08/2018 |
| Bowdoin College | Brunswick | ME | 08/2019 | 12/2023 |
| Techstars | Indianapolis | IN | 04/2022 | 08/2022 |
| Selkirk Partners | Freeport | ME | 01/2023 | 05/2023 |
| Mtn Capital Partners | New York City | NY | 06/2023 | 07/2023 |
| New Haven Capital | Portland | ME | 04/2024 | 07/2024 |
| Stephens Inc | Portland | ME | 08/2024 | Present |
| Unemployeed | Greenwich | CT | 01/2023 | 03/2024 |
| Stephens Inc. | New York | NY | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-05 |
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