Inactive

Michael Richard Ferdinando

Fisher Investments

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Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-06-03
TX	RA	APPROVED	2021-11-17

FL RA
APPROVED

Since 2022-06-03
TX RA
APPROVED

Since 2021-11-17

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Brighton Jones	Seattle	WA	05/2015	10/2016
Fisher Investments	Camas	WA	12/2016	07/2017
Fisher Investments	Plano	TX	07/2017	Present

05/2015 → 10/2016

Brighton Jones

Seattle, WA
12/2016 → 07/2017

Fisher Investments

Camas, WA
07/2017 → Present

Fisher Investments

Plano, TX

Previous Registrations

2015-06-11 → 2016-10-24

Brighton Jones Llc

Seattle, WA

Scottsdale, AZ
2005-01-20 → 2015-05-18

Fisher Investments

Plano, TX

Camas, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-01-04
S63	Uniform Securities Agent State Law Examination	1999-05-24

S65 Uniform Investment Adviser Law Examination

2005-01-04
S63 Uniform Securities Agent State Law Examination

1999-05-24

View on SEC IAPD

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