Sean Regan

Ameriprise Financial Services, LLC

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Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-08-12
NY	RA	APPROVED	2025-03-12

TX RA
APPROVED

Since 2025-08-12
NY RA
APPROVED

Since 2025-03-12

Branch Locations

New York, NY • United States

777 Third Avenue 20Th Floor, New York, NY 10017-1401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	New York	NY	08/2024	Present
The Starboard	Dewey Beach	DE	06/2018	08/2019
Nectar Cafe & Juice Bar	Lewes	DE	06/2018	08/2018
Grain On The Rocks	Lewes	DE	06/2019	08/2019
Uptown Social	Charleston	SC	09/2019	09/2020
Share House	Charleston	SC	09/2020	05/2021
Student	Wilmington	DE	10/2014	05/2019
College Of Charleston	Charleston	SC	08/2019	05/2024

08/2024 → Present

Ameriprise Financial Services, Llc

New York, NY
06/2018 → 08/2019

The Starboard

Dewey Beach, DE
06/2018 → 08/2018

Nectar Cafe & Juice Bar

Lewes, DE
06/2019 → 08/2019

Grain On The Rocks

Lewes, DE
09/2019 → 09/2020

Uptown Social

Charleston, SC
09/2020 → 05/2021

Share House

Charleston, SC
10/2014 → 05/2019

Student

Wilmington, DE
08/2019 → 05/2024

College Of Charleston

Charleston, SC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-12-23

S66 Uniform Combined State Law Examination

2024-12-23

Other Names

Sean Regan

View on SEC IAPD

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