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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-08-12 |
Branch Locations
6550 Sprint Parkway, Leawood, KS 66251 • United States
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Villages Of St. Peters | St. Peters | MO | 06/2018 | 12/2020 |
| Fusion Builders | St. Peters | MO | 05/2021 | 01/2023 |
| University Of Kansas | Lawrence | KS | 10/2021 | 07/2024 |
| World Wide Technology | St. Louis | MO | 05/2023 | 08/2023 |
| Friendship Village | Chesterfield | MO | 12/2023 | 01/2024 |
| 49 Financial | Leawood | KS | 07/2024 | Present |
| University Of Kansas | Lawrence | KS | 08/2020 | 05/2024 |
| None | St. Peters | MO | 01/2014 | 06/2018 |
1) Fixed insurance agent / investment related / 40 hours per month / same address as above 2) Simply Liturgical LLC; Non-investment related; 223 Salt Lick Rd, Suite 12, Saint Peters, MO 63376; Church; Finance Officer; Start Date: 7/1/2024; 5 hours per month after trading hours; Budgeting, attend quarterly meetings, calculate and communicate royalty payments, present on financial decisions. No direct access to funds. 3) Alleluia Baskets; Non-investment related; 401 E Wabash St, O'Fallon, MO 63366; Church; Board Member and Treasurer; Start Date: 1/1/2025; 5 hours per month after trading hours; Board Member - vote on decisions, attend monthly meetings, fundraiser planning responsibilities, volunteer hours; Treasurer - budget oversight and forecasting, present financial decisions to the board. No access to funds in either position.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-12 |
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