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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

Los Angeles, CA • United States

400 Continental Blvd. 6Th Floor, El Segundo, CA 90245 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America El Segundo CA 10/1999 Present
Pruco Securities, Llc El Segundo CA 10/1999 11/2024
California Health Benefit Exchange El Segundo CA 11/2013 11/2024
Lpl Enterprise, Llc El Segundo CA 11/2024 Present
  • 10/1999 → Present
    Prudential Insurance Company Of America
    El Segundo, CA
  • 10/1999 → 11/2024
    El Segundo, CA
  • 11/2013 → 11/2024
    California Health Benefit Exchange
    El Segundo, CA
  • 11/2024 → Present
    El Segundo, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-09
  • S66 Uniform Combined State Law Examination
    1999-12-09
Other Names
  • Taylor Hyung Kim

View on SEC IAPD

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