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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-02 |
| CA | RA | APPROVED | 2025-12-03 |
Branch Locations
3075 Townsgate Road Suite 300, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| San Diego State University | San Diego | CA | 08/2021 | 05/2025 |
| Royal High School | Simi Valley | CA | 08/2017 | 06/2021 |
| Sinaloa Middle School | Simi Valley | CA | 08/2015 | 06/2017 |
| N/A | Simi Valley | CA | 05/2025 | 09/2025 |
| Stifel | Westlake Village | CA | 08/2024 | 08/2024 |
| Stifel | Westlake Village | CA | 09/2025 | Present |
1. BendPak Inc.; 30440 Agoura Rd Agoura Hills, CA 91301; They create automotive service products.; Extra in commercial; I will be an extra in their newest commercial hitting golf balls in the background of the shoot; 03/09/2026; 1hr/day; Not during securities trading hours; Not investment related 2. Alma Mater Footwear; 31230 Cedar Valley Dr Suite 100 Westlake Village CA 91361; Golf footwear; I would be a model for their footwear photoshoot; Posing for photos in their footwear; 05/01/2026; 3 hrs/year; Not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-02 |
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