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Current Employers
Raymond James (Usa) Ltd.

2100-925 West Georgia Street, Vancouver V6C3L2 • Canada

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-18
  • CA RA
    APPROVED
    Since 2024-10-18

Branch Locations

925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada

200 King Street West Suite 1806, Toronto, Ontario M5H 3T4 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Ltd. Vancouver, British Columbia 07/2020 Present
Raymond James Usa Ltd. Toronto, Ontario 10/2024 Present
Richardson Gmp Limited Toronto, Ontario 10/2012 07/2020
  • 07/2020 → Present
    Raymond James Ltd.
    Vancouver, British Columbia
  • 10/2024 → Present
    Raymond James Usa Ltd.
    Toronto, Ontario
  • 10/2012 → 07/2020
    Richardson Gmp Limited
    Toronto, Ontario
Other Businesses

1. RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH CIRO, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. DEAN BOWE IS LOCATED AT 200 KING STREET WEST, SUITE 1806, TORONTO, ONTARIO CANADA M5H 3T4 AND HAS BEEN EMPLOYED SINCE JULY 22, 2020. HE IS A FULL TIME EMPLOYEE AND HIS TITLE WITH RJL IS "SENIOR WEALTH ADVISOR, PORTFOLIO MANAGER". HE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HIS JOB DUTIES INCLUDE SALES. 2. RAYMOND JAMES FINANCIAL PLANNING LTD ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. DEAN BOWE IS LOCATED AT 200 KING STREET WEST, SUITE 1806, TORONTO, ONTARIO CANADA M5H 3T4 AND HAS BEEN LICENSED WITH RJFP SINCE JULY 22, 2020. HE IS A FULL-TIME AGENT. HE DEVOTES 10 HOURS A MONTH TO THIS BUSINESS. HIS JOB DUTIES INCLUDE LIFE INSURANCE SALES &/OR FINANCIAL PLANNING. 3. BOWE STRATEGIC FAMILY WEALTH MANAGEMENT INC. IS INVESTMENT-RELATED AND IS LOCATED AT 1586 WAVELL CRESCENT, MISSISSAUGA, ONTARIO CANADA L4X 1X1. IT HOLDS A CORPORATE LIFE LICENSE FOR THE PURPOSE OF INSURANCE SALES (RECEIVES COMMISSION FROM INSURANCE SALES) AND DEAN BOWE'S POSITION/TITLE IS OWNER, PRESIDENT AND SECRETARY. THE START DATE OF THE BUSINESS WAS OCTOBER 29, 2012. HE DEVOTE 10 HOURS TO THIS OTHER BUSINESS DURING BUSINESS TRADING HOURS. HIS DUTIES/RESPONSIBILITIES ARE OWNER. THE COMPANY WILL RECEIVE COMMISSIONS AND OTHER REMUNERATION ASSOCIATED WITH THE BUSINESS OF LIFE INSURANCE FROM RAYMOND JAMES FINANCIAL PLANNING LTD. ("RJFP"), A WHOLLY-OWNED INSURANCE SUBSIDIARY OF RAYMOND JAMES LTD. ("RJL"). RJL WILL PAY REVENUES EARNED BY DEAN BOWE AS CIRO REGISTRANT DIRECTLY TO THE REGISTRANT AND NOT TO THEIR HOLDING COMPANY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-18
  • S65 Uniform Investment Adviser Law Examination
    2024-10-18

View on SEC IAPD

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