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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-07-30
  • MO RA
    APPROVED
    Since 2025-07-30

Branch Locations

1850 Gateway Blvd Suite 280, Concord, CA 94520 • United States

1911 S National Ave Ste 303, Springfield, MO 65804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Springfield MO 06/2025 Present
Primarica Financial Services Springfield MO 06/2025 Present
Polu-Kai Services Llc Falls Church VA 08/2024 Present
Us Army Corps Of Engineers Omaha NE 08/2015 06/2024
H&R Block St Robert MO 08/2025 Present
  • 06/2025 → Present
    Springfield, MO
  • 06/2025 → Present
    Primarica Financial Services
    Springfield, MO
  • 08/2024 → Present
    Polu-Kai Services Llc
    Falls Church, VA
  • 08/2015 → 06/2024
    Us Army Corps Of Engineers
    Omaha, NE
  • 08/2025 → Present
    H&R Block
    St Robert, MO
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Thomas G Mitchell, LLC., - DBA MJD Enterprises, Not investment related, Waynesville, MO 65583, Owner/Founder, 06/2025 to Present, 80 hours committed per month (40 hours during securities trading hours).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-07-18
S65 Uniform Investment Adviser Law Examination 2024-07-11
  • S63 Uniform Securities Agent State Law Examination
    2024-07-18
  • S65 Uniform Investment Adviser Law Examination
    2024-07-11

View on SEC IAPD

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