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Jose Carlos Lopez

Ep Wealth Advisors

Los Angeles, CA

Torrance, CA

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Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-30
  • CA RA
    APPROVED
    Since 2024-07-30

Branch Locations

11400 W Olympic Blvd Suite 170, Los Angeles, CA 90064 • United States

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ep Wealth Advisors, Llc Los Angeles CA 10/2021 Present
Jp Morgan Chase & Co Tustin CA 01/2020 10/2021
Cal State University Fullerton Fullerton CA 09/2016 06/2020
Wilson Financial Advisors Garden Grove CA 07/2020 12/2020
  • 10/2021 → Present
    Ep Wealth Advisors, Llc
    Los Angeles, CA
  • 01/2020 → 10/2021
    Jp Morgan Chase & Co
    Tustin, CA
  • 09/2016 → 06/2020
    Cal State University Fullerton
    Fullerton, CA
  • 07/2020 → 12/2020
    Wilson Financial Advisors
    Garden Grove, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-10
  • S65 Uniform Investment Adviser Law Examination
    2024-06-10
Designations

View on SEC IAPD

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