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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-11-14 |
Branch Locations
8888 Keystone Crossing Suite 500, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Indianapolis | IN | 07/2024 | 11/2024 |
| Wabash College | Crawfordsville | IN | 08/2020 | 05/2024 |
| Strack And Van Til | Valparaiso | IN | 10/2018 | 08/2020 |
| Strack And Van Til | Valparaiso | IN | 12/2020 | 01/2021 |
| Benjamin Franklin Middle School; Valparaiso High School | Valparaiso | IN | 07/2014 | 10/2018 |
| Lpl Enterprise, Llc | Indianapolis | IN | 11/2024 | Present |
1) 2026-04-30 - Investment products and services are offered through LPL Enterprise LLC using the DBA/trade name. - Vantage Capital - DBA for LPL Business (entity for LPL business) - Y - 900 - 715 - at reported business location(s) - 2026-03-17 - Our DBA will focus on asset management and holistic financial planning while also utilizing life insurance and annuities. 2) 2025-07-08 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Y - - - at reported business location(s) - 2025-07-08 - ?Fixed life insurance through Prudential Individual Life Insurance (ILI). ?Fixed life, disability, and LTC through the Prudential sponsored Crump and Ash agreements. ?Healthcare business through the Prudential sponsored agreements with Benefit Mall and Emerson Rogers.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-25 |
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