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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-10
CA RA APPROVED 2024-11-13
  • TX RA
    APPROVED
    Since 2025-01-10
  • CA RA
    APPROVED
    Since 2024-11-13

Branch Locations

2345 Borchard Rd, Newbury Park, CA 91320 • United States

730 New Los Angeles Ave, Moorpark, CA 93021 • United States

50 W. Hillcrest Drive, Thousand Oaks, CA 91360 • United States

1440 N Moorpark Rd, Thousand Oaks, CA 91360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Thousand Oaks CA 11/2023 Present
Brent's Deli Westlake Village CA 12/2021 11/2023
In N Out Burger Westlake Village CA 12/2020 01/2022
Winged Foot Express Thousand Oaks CA 07/2020 03/2021
T.G.I Fridays Simi Valley CA 06/2018 01/2020
Olive Garden Thousand Oaks CA 03/2018 11/2019
Ymca Simi Valley CA 04/2015 03/2018
Duke's Malibu Malibu CA 11/2022 11/2022
Unemployed Simi Valley CA 02/2020 05/2020
Moorpark College Moorpark CA 08/2015 07/2020
Bank Of America, N.A. Thousand Oaks CA 09/2024 Present
  • 11/2023 → Present
    Thousand Oaks, CA
  • 12/2021 → 11/2023
    Brent's Deli
    Westlake Village, CA
  • 12/2020 → 01/2022
    In N Out Burger
    Westlake Village, CA
  • 07/2020 → 03/2021
    Winged Foot Express
    Thousand Oaks, CA
  • 06/2018 → 01/2020
    T.G.I Fridays
    Simi Valley, CA
  • 03/2018 → 11/2019
    Olive Garden
    Thousand Oaks, CA
  • 04/2015 → 03/2018
    Ymca
    Simi Valley, CA
  • 11/2022 → 11/2022
    Duke's Malibu
    Malibu, CA
  • 02/2020 → 05/2020
    Unemployed
    Simi Valley, CA
  • 08/2015 → 07/2020
    Moorpark College
    Moorpark, CA
  • 09/2024 → Present
    Bank Of America, N.A.
    Thousand Oaks, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-12
  • S66 Uniform Combined State Law Examination
    2024-11-12

View on SEC IAPD

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