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Rufus F Farley

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greenville, SC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-04
SC RA APPROVED 2026-06-17
  • TX RA
    APPROVED
    Since 2026-08-04
  • SC RA
    APPROVED
    Since 2026-06-17

Branch Locations

1601 Poinsett Highway, Greenville, SC 29609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Greenville SC 05/2026 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenville SC 04/2026 Present
University Of South Carolina Columbia SC 08/2014 08/2019
Outback Steakhouse Greenville SC 10/2015 08/2020
Republic Finance San Antonio TX 06/2017 04/2022
Unemployed Greenville SC 05/2022 07/2022
Bank Of America Greenville SC 08/2022 04/2026
  • 05/2026 → Present
    Bank Of America, N.A.
    Greenville, SC
  • 04/2026 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Greenville, SC
  • 08/2014 → 08/2019
    University Of South Carolina
    Columbia, SC
  • 10/2015 → 08/2020
    Outback Steakhouse
    Greenville, SC
  • 06/2017 → 04/2022
    Republic Finance
    San Antonio, TX
  • 05/2022 → 07/2022
    Unemployed
    Greenville, SC
  • 08/2022 → 04/2026
    Bank Of America
    Greenville, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-13
  • S66 Uniform Combined State Law Examination
    2025-10-13
Other Names
  • Rufus F Farley
  • Rufus F Farley

View on SEC IAPD

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