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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-13
CT RA APPROVED 2025-12-15
  • TX RA
    APPROVED
    Since 2026-02-13
  • CT RA
    APPROVED
    Since 2025-12-15

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

301 Tresser Blvd, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 07/2024 Present
Fairfield College Preparatory School Fairfield CT 07/2022 06/2024
St. Joseph High School Trumbull CT 11/2017 06/2022
Notre Dame High School West Haven CT 08/2012 11/2017
  • 07/2024 → Present
    Stamford, CT
  • 07/2022 → 06/2024
    Fairfield College Preparatory School
    Fairfield, CT
  • 11/2017 → 06/2022
    St. Joseph High School
    Trumbull, CT
  • 08/2012 → 11/2017
    Notre Dame High School
    West Haven, CT
Other Businesses

I*2481267, Entity Type: , Name of OBA: J F Jr., Address: Trumbull, Connecticut, 06611, Investment Related: N, Position, Title, Association: Executor, POA, Employee State Date: 05/21/2025, No Hours: 0 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-15
  • S66 Uniform Combined State Law Examination
    2025-12-15
Other Names
  • Jordan A Smith

View on SEC IAPD

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