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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-03-19 |
| NC | RA | APPROVED | 2026-03-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 09/2021 | 12/2025 |
| Bank Of America | Charlotte | NC | 09/2021 | 06/2024 |
| Independence High School | Charlotte | NC | 01/2014 | 12/2016 |
| North Carolina A&T University | Greensboro | NC | 08/2016 | 05/2020 |
| Dicks Sporting Goods | Concord | NC | 05/2020 | 08/2021 |
| Nike, Inc | Concord | NC | 05/2017 | 08/2017 |
| University Of North Carolina | Charlotte | NC | 08/2020 | 05/2023 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-12 |
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