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James Garrett Vanderwaal

First Trust Advisors LP

Franklin, TN

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-03-24
IL RA APPROVED 2024-08-12
  • TN RA
    APPROVED
    Since 2026-03-24
  • IL RA
    APPROVED
    Since 2024-08-12

Branch Locations

5000 Meridian Blvd Suite 500, Franklin, TN 37067 • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 07/2024 Present
First Trust Advisors L.P. Wheaton IL 07/2024 Present
Successkpi Remote PA 10/2021 01/2023
Prosperoware Bala Cynwyd PA 02/2021 10/2021
Adp Buffalo NY 06/2018 07/2020
Wheaton College Wheaton IL 08/2014 05/2018
Unemployed West Chester PA 01/2023 07/2024
Unemployed Buffalo NY 07/2020 02/2021
  • 07/2024 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 07/2024 → Present
    First Trust Advisors L.P.
    Wheaton, IL
  • 10/2021 → 01/2023
    Successkpi
    Remote, PA
  • 02/2021 → 10/2021
    Prosperoware
    Bala Cynwyd, PA
  • 06/2018 → 07/2020
    Adp
    Buffalo, NY
  • 08/2014 → 05/2018
    Wheaton College
    Wheaton, IL
  • 01/2023 → 07/2024
    Unemployed
    West Chester, PA
  • 07/2020 → 02/2021
    Unemployed
    Buffalo, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-12
  • S66 Uniform Combined State Law Examination
    2023-10-12

View on SEC IAPD

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ARKADIOS WEALTH ADVISORS

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JEFFERY BRADFORD BOWLIN
JACOB CARL POWELL

Other Offices

SAGESPRING WEALTH PARTNERS · Franklin, TN
D.A. DAVIDSON & CO. · FRANKLIN, TN
LPL FINANCIAL LLC · FRANKLIN, TN
EQUITABLE ADVISORS, LLC · FRANKLIN, TN
ONEDIGITAL · Franklin, TN
ONEDIGITAL · FRANKLIN, TN
EDWARD JONES · FRANKLIN, TN
EFINANCIAL ALLIANCE, LLC · FRANKLIN, TN

More in Franklin, TN

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