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1820 Lancaster St, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-01-27 |
Branch Locations
Center Valley, PA • United States
1820 Lancaster St, Baltimore, MD 21231 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Independent Advisors, Llc | Center Valley | PA | 04/2009 | 01/2026 |
| Lombard Securities Incorporated | Baltimore | MD | 01/2026 | Present |
| Lombard Advisers Incorporated | Baltimore | MD | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-30 |
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