Dennis Kok Wai Lai

Current Employers

Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-02-27
NY	RA	APPROVED	2021-05-07
NJ	RA	APPROVED	2019-10-01

TX RA
APPROVED_RES

Since 2023-02-27
NY RA
APPROVED

Since 2021-05-07
NJ RA
APPROVED

Since 2019-10-01

Branch Locations

30-50 Whitestone Expwy Suite 105-D, Flushing, NY 11354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transamerica Financial Advisors, Inc	Flushing	NY	05/2018	Present
World Financial Group, Inc.	Flushing	NY	01/2017	Present
Black Iq	Flushing	NY	07/2015	08/2018
Full Productions Inc.	East Elmhurst	NY	12/2016	Present
Dennis Lai	Flushing	NY	04/2022	07/2024
Queens Plaza Condominium Llc	Long Island City	NY	10/2023	06/2024

05/2018 → Present

Transamerica Financial Advisors, Inc

Flushing, NY
01/2017 → Present

World Financial Group, Inc.

Flushing, NY
07/2015 → 08/2018

Black Iq

Flushing, NY
12/2016 → Present

Full Productions Inc.

East Elmhurst, NY
04/2022 → 07/2024

Dennis Lai

Flushing, NY
10/2023 → 06/2024

Queens Plaza Condominium Llc

Long Island City, NY

Other Businesses

Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc FULL PRODUCTIONS INC./Investment Related - No/2116 75th Street, East Elmhurst, NY 11370 , 917-304-9029/Construction Business/President - Owner/12.2017/120/120/Residential construction

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-04-27

S66 Uniform Combined State Law Examination

2019-04-27

Other Names

Dennis Lai
Dennis Kw Lai

View on SEC IAPD