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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-25
  • CA RA
    APPROVED
    Since 2025-03-25

Branch Locations

2049 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 07/2024 Present
City National Bank Los Angeles CA 06/2011 06/2018
First Century Bank Los Angeles CA 06/2018 06/2024
Other Businesses

I*: 2278278Entity Type: For ProfitName of OBA: KEVS COVE LLCAddress: Los Angeles, CA 90025Investment Related: NoPosition, Title, Association: SpouseEmployee Start Date: 4/1/2025Number of Hours: 0Number of Hours during trading: 0Duties: LLC holding rental condo (this is owned and controlled by my new wife, my only association w it is the fact that i am recently married to her - i have no other involvement) I*2279278, Entity Type Entity For Profit, Name of OBA: DRIFTWOOD LANDHOLDING LLC Address: Los AngelesCalifornia90025 Investment Related: No Position, Title, Association: Other Employee Start Date: 04/01/2025 No Hours: 0 No Hours during trading: 0 Duties: single asset llc holding one single family home that my wife rents out - we are recently married. My only involvement in this entity is thru marriage, my wife owns and controls it

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-24
  • S66 Uniform Combined State Law Examination
    2025-03-24

View on SEC IAPD

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