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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-11-17 |
Branch Locations
2 Carlson Parkway N Suite 320, Plymouth, MN 55447 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors Llc | Minneapolis | MN | 07/2024 | 01/2025 |
| Pure Hockey | Blaine | MN | 07/2024 | 09/2024 |
| Majestic Oaks Golf Club | Ham Lake | MN | 06/2024 | 06/2024 |
| University Of St. Thomas | St. Paul | MN | 09/2020 | 07/2024 |
| Bauer Hockey Experience | Bloomington | MN | 06/2023 | 09/2023 |
| Enhanced Healthcare Partners Through Paragon One | St. Paul | MN | 06/2023 | 08/2023 |
| Trucare Moving Service | Minneapolis | MN | 07/2022 | 09/2022 |
| Jones Mulch Service | Minnetonka | MN | 04/2022 | 06/2022 |
| Brookland Golf | Brooklyn Park | MN | 05/2021 | 08/2021 |
| Door Dash | San Francisco | CA | 06/2020 | 08/2020 |
| Champlin Park Highschool | Champlin | MN | 09/2016 | 06/2020 |
| Mml Investors Services, Llc | Plymouth | MN | 02/2025 | Present |
| Massmutual Life Insurance Company | Plymouth | MN | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2025-08-05 |
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