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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-02-18 |
| AZ | RA | APPROVED | 2025-08-11 |
| IL | RA | APPROVED | 2025-07-22 |
| TX | RA | APPROVED | 2025-07-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Swansea | IL | 06/2024 | 06/2025 |
| Horace Mann Insurance Company | Springfield | IL | 01/2021 | 06/2024 |
| Curry's Family Pharmacy | Riverton | IL | 01/2009 | 12/2024 |
| University Of Illinois - Springfield | Springfield | IL | 09/2017 | 12/2019 |
| Springfield Park District | Springfield | IL | 07/2019 | 09/2019 |
| Boy's And Girl's Club Of Central Illinois | Springfield | IL | 10/2019 | 03/2020 |
| Springfield Clinic | Springfield | IL | 07/2020 | 08/2020 |
| Springfield School District -186 | Springfield | IL | 09/2014 | 06/2018 |
| Sacred Heart Griffin School | Springfield | IL | 09/2014 | 06/2018 |
| The Prudential Insurance Company Of America | Swansea | IL | 09/2024 | 06/2025 |
| Lpl Enterprise, Llc | Swansea | IL | 11/2024 | 06/2025 |
| Bmo Harris Bank | Tempe | AZ | 07/2025 | Present |
| Lpl Financial Llc | Tempe | AZ | 07/2025 | Present |
1 - 07/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO INVESTMENT SERVICES - Inv Related - At reported business location(s). 2 - 07/2025 - Notary - Non Inv Related - Athens IL - OBA Start Date: 01/03/2023.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-06 |
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