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Nicholas John Tremain

Principal Advised Services

Ankeny, IA

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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-09-23
  • IA RA
    APPROVED
    Since 2024-09-23

Branch Locations

Ankeny, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Air Force Washington DC 08/2013 08/2017
Iowa State University Ames IA 08/2017 05/2018
Iowa State University Ames IA 08/2018 05/2019
Iowa State University Ames IA 08/2019 05/2020
Unemployed Zearing IA 05/2018 08/2018
Unemployed Zearing IA 05/2019 08/2019
Unemployed Zearing And Ankeny IA 05/2020 07/2020
Federal Deposit Insurance Corporation West Des Moines IA 07/2020 05/2024
Principal Securities, Inc Ankeny IA 06/2024 Present
Associate Staffing Charlotte NC 06/2024 09/2024
Principal Advised Services Ankeny IA 08/2024 Present
Principal Life Insurance Company Ankeny IA 09/2024 Present
  • 08/2013 → 08/2017
    United States Air Force
    Washington, DC
  • 08/2017 → 05/2018
    Iowa State University
    Ames, IA
  • 08/2018 → 05/2019
    Iowa State University
    Ames, IA
  • 08/2019 → 05/2020
    Iowa State University
    Ames, IA
  • 05/2018 → 08/2018
    Unemployed
    Zearing, IA
  • 05/2019 → 08/2019
    Unemployed
    Zearing, IA
  • 05/2020 → 07/2020
    Unemployed
    Zearing And Ankeny, IA
  • 07/2020 → 05/2024
    Federal Deposit Insurance Corporation
    West Des Moines, IA
  • 06/2024 → Present
    Principal Securities, Inc
    Ankeny, IA
  • 06/2024 → 09/2024
    Associate Staffing
    Charlotte, NC
  • 08/2024 → Present
    Ankeny, IA
  • 09/2024 → Present
    Principal Life Insurance Company
    Ankeny, IA
Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2024 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-30
  • S66 Uniform Combined State Law Examination
    2024-08-30
Other Names
  • Nick Tremain
  • Nicholas Tremain

View on SEC IAPD

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