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655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-10-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Associate Staffing | Charlotte | NC | 06/2024 | 09/2024 |
| Woodward Community Based Services | Urbandale | IA | 06/2020 | 07/2024 |
| Evolving Edge Graphics | Urbandale | IA | 11/2022 | 04/2024 |
| Vanguard Appraisals Inc | Indianola | IA | 10/2022 | 10/2022 |
| Wells Fargo Bank | Des Moines | IA | 12/2020 | 07/2022 |
| Penske Truck Rental | Colorado Springs | CO | 09/2017 | 05/2020 |
| Adventureland Park | Altoona | IA | 05/2017 | 09/2017 |
| University Of Iowa Parking And Transportation | Iowa City | IA | 10/2015 | 05/2017 |
| Order Up | Iowa City | IA | 01/2016 | 12/2016 |
| Principal Securities, Inc. | Des Moines | IA | 06/2024 | Present |
| Undergrad Student | Iowa City | IA | 08/2013 | 05/2017 |
| Principal Life Insurance Company | Des Moines | IA | 09/2024 | Present |
| Principal Advised Services | Pleasant Hill | IA | 08/2024 | Present |
**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/30/2024 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/30/2024 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-16 |
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