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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-10-22
  • IA RA
    APPROVED
    Since 2024-10-22

Branch Locations

Pleasant Hill, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Associate Staffing Charlotte NC 06/2024 09/2024
Woodward Community Based Services Urbandale IA 06/2020 07/2024
Evolving Edge Graphics Urbandale IA 11/2022 04/2024
Vanguard Appraisals Inc Indianola IA 10/2022 10/2022
Wells Fargo Bank Des Moines IA 12/2020 07/2022
Penske Truck Rental Colorado Springs CO 09/2017 05/2020
Adventureland Park Altoona IA 05/2017 09/2017
University Of Iowa Parking And Transportation Iowa City IA 10/2015 05/2017
Order Up Iowa City IA 01/2016 12/2016
Principal Securities, Inc. Des Moines IA 06/2024 Present
Undergrad Student Iowa City IA 08/2013 05/2017
Principal Life Insurance Company Des Moines IA 09/2024 Present
Principal Advised Services Pleasant Hill IA 08/2024 Present
  • 06/2024 → 09/2024
    Associate Staffing
    Charlotte, NC
  • 06/2020 → 07/2024
    Woodward Community Based Services
    Urbandale, IA
  • 11/2022 → 04/2024
    Evolving Edge Graphics
    Urbandale, IA
  • 10/2022 → 10/2022
    Vanguard Appraisals Inc
    Indianola, IA
  • 12/2020 → 07/2022
    Wells Fargo Bank
    Des Moines, IA
  • 09/2017 → 05/2020
    Penske Truck Rental
    Colorado Springs, CO
  • 05/2017 → 09/2017
    Adventureland Park
    Altoona, IA
  • 10/2015 → 05/2017
    University Of Iowa Parking And Transportation
    Iowa City, IA
  • 01/2016 → 12/2016
    Order Up
    Iowa City, IA
  • 06/2024 → Present
    Principal Securities, Inc.
    Des Moines, IA
  • 08/2013 → 05/2017
    Undergrad Student
    Iowa City, IA
  • 09/2024 → Present
    Principal Life Insurance Company
    Des Moines, IA
  • 08/2024 → Present
    Pleasant Hill, IA
Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/30/2024 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/30/2024 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-16
  • S66 Uniform Combined State Law Examination
    2024-09-16
Other Names
  • Nick Lynn
  • Nick Flynn

View on SEC IAPD

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