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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-08-29
  • IN RA
    APPROVED
    Since 2025-08-29

Branch Locations

501 E Carmel Drive, Carmel, IN 46032 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Indianapolis IN 06/2024 11/2024
Online Sales Carmel IN 11/2010 08/2024
The Prudential Insurance Company Of America Indianapolis IN 09/2024 08/2025
Lpl Enterprise, Llc Indianapolis IN 11/2024 08/2025
Key Investment Services, Llc Brooklyn OH 08/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-13
  • S66 Uniform Combined State Law Examination
    2024-09-13
Other Names
  • Elizabeth Erin Emerick

View on SEC IAPD

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