Robert James Guarino

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-09-15
DE	RA	APPROVED	2025-02-25

TX RA
APPROVED

Since 2025-09-15
DE RA
APPROVED

Since 2025-02-25

Branch Locations

Milton, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ramsey Auto Group	Ramsey	NJ	02/2021	07/2024
Affinity Development Group	Lodi	NJ	05/2018	02/2021
Carnow	Lodi	NJ	04/2015	02/2018
Cetera Advisor Network Llc	Milton	DE	07/2024	09/2024
Cetera Wealth Services, Llc	El Segundo	CA	09/2024	Present
Cetera Investment Advisers Llc	Schaumburg	IL	02/2025	Present
Saproterra Distributors, Llc	Milton	DE	02/2023	Present

02/2021 → 07/2024

Ramsey Auto Group

Ramsey, NJ
05/2018 → 02/2021

Affinity Development Group

Lodi, NJ
04/2015 → 02/2018

Carnow

Lodi, NJ
07/2024 → 09/2024

Cetera Advisor Network Llc

Milton, DE
09/2024 → Present

Cetera Wealth Services, Llc

El Segundo, CA
02/2025 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
02/2023 → Present

Saproterra Distributors, Llc

Milton, DE

Other Businesses

1. NAME OF OTHER BUSINESS: SAPROTERRA DISTRIBUTORS, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LLC; START DATE: 2/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: WITH PARTNER TO PLACE PRODUCTS WITH RETAIL OUTLETS;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-02-19

S66 Uniform Combined State Law Examination

2025-02-19