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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-16 |
| CA | RA | APPROVED | 2025-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | San Jose | CA | 07/2024 | 02/2025 |
| Shanghai Guotai Junan Securities Asset Management Co Ltd | Shanghai | 01/2017 | 07/2023 | |
| Kpmg Huazhen Llp | Shanghai | 08/2015 | 12/2016 | |
| Unemployed | Fremont | CA | 08/2023 | 06/2024 |
| Nylife Securities Llc | San Jose | CA | 09/2024 | 02/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Jose | CA | 04/2025 | Present |
| Unemployed | Fremont | CA | 02/2025 | 03/2025 |
| Bank Of America, N.A. | San Jose | CA | 05/2025 | Present |
[WALL STREET TOWER FUND LLC; REAL ESTATE INVESTMENT; 1985 CEDARBRIDGE AVE LAKEWOOD, NJ 08701; Start Date 12/2016; Role/Title: Passive Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] I*2278290, Entity Type Entity For Profit, Name of OBA: Golden Sierra Ventures LLC Address: Las VegasNevada89113 Investment Related: No Position, Title, Association:Owner Employee Start Date: 06/01/2025 No Hours: 2 monthly No Hours during trading: 0 Duties:house rental
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2024-12-16 |
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