Ethan Wu

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-05-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Sky Ranch Camp	Van	TX	07/2023	08/2023
Peachtree Ridge High School	Suwanee	GA	08/2016	05/2020
Full Time Education	Athens	GA	08/2020	07/2024
Florida Financial Adv Dba Georgia Financial Adv	Atlanta	GA	07/2024	12/2024
St Mary's Health Care System	Athens	GA	02/2023	03/2024
Unemployed	Duluth	GA	05/2020	08/2020
University Of Ga Center For Continuing Ed & Hotel	Athens	GA	10/2021	03/2022
Cold Water Brewery	South Lake Tahoe	CA	07/2021	08/2021
Publix	Duluth	GA	07/2018	03/2020
Morgan Stanley	Alpharetta	GA	02/2025	09/2025
Charles Schwab & Co., Inc.	Orlando	FL	08/2025	Present
Charles Schwab Bank, Ssb	Atlanta	GA	09/2025	05/2026

07/2023 → 08/2023

Sky Ranch Camp

Van, TX
08/2016 → 05/2020

Peachtree Ridge High School

Suwanee, GA
08/2020 → 07/2024

Full Time Education

Athens, GA
07/2024 → 12/2024

Florida Financial Adv Dba Georgia Financial Adv

Atlanta, GA
02/2023 → 03/2024

St Mary's Health Care System

Athens, GA
05/2020 → 08/2020

Unemployed

Duluth, GA
10/2021 → 03/2022

University Of Ga Center For Continuing Ed & Hotel

Athens, GA
07/2021 → 08/2021

Cold Water Brewery

South Lake Tahoe, CA
07/2018 → 03/2020

Publix

Duluth, GA
02/2025 → 09/2025

Morgan Stanley

Alpharetta, GA
08/2025 → Present

Charles Schwab & Co., Inc.

Orlando, FL
09/2025 → 05/2026

Charles Schwab Bank, Ssb

Atlanta, GA

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-04-15
S65	Uniform Investment Adviser Law Examination	2024-07-09