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Current Employers
K2 Wealth Management Llc

1200 N. Ashland Ave. Suite 500, Chicago, IL 60622 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-06
  • IL RA
    APPROVED
    Since 2024-11-06

Branch Locations

1200 N. Ashland Ave. Suite 500, Chicago, IL 60622 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
K2 Wealth Management Llc Chicago IL 09/2024 Present
Unemployed Chicago IL 01/2024 06/2024
Forge Global New York NY 11/2023 12/2023
Unemployed Chicago IL 05/2022 10/2023
Msci Chicago IL 11/2014 04/2022
  • 09/2024 → Present
    Chicago, IL
  • 01/2024 → 06/2024
    Unemployed
    Chicago, IL
  • 11/2023 → 12/2023
    Forge Global
    New York, NY
  • 05/2022 → 10/2023
    Unemployed
    Chicago, IL
  • 11/2014 → 04/2022
    Msci
    Chicago, IL
Designations
Other Names
  • Carol Chen

View on SEC IAPD

More in Chicago, IL

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